Full text of 5D PARTNERS LLC's X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** | OMB APPROVAL | | | | | | |--------------------------|--|--|--|--|--| | OMB Number: 3235-0123 | | | | | | | Expires: Oct. 31, 2023 | | | | | | | Estimated average burden | | | | | | | hours per response: 12 | | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8-70635 | **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|------|-----------------|--------------------------------------------|--|--| | | | 06/28/21<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________<br>MM/DD/YY | | 12/31/21 | | | | | | | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | 5D Partners LLC<br>NAME OF FIRM: _______________________________________________________________________ | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>☐<br>Broker-dealer<br>Security-based swap dealer<br>Major security-based swap participant<br>☐ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 535 Fifth Avenue, 4th Floor<br>_____________________________________________________________________________________ | | | | | | | | | | | (No. and Street) | | | | | | | New York<br>_____________________________________________________________________________________ | | NY | | | 10017 | | | | (City) | | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Brian Megenity | | 770-263-6003 | | | bmegenity@bdcaonline.com | | | | (Name) | _____________________________________________________________________________________<br>(Area Code – Telephone Number) | | | (Email Address) | | | | | | | B. ACCOUNTANT I…Read the full text as markdown