Full text of VISTIA CAPITAL, LLC's X-17A-5 filed 2024-09-30 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70643 # **ANNUAL REPORTS FORM X-17** A-5 **PART Ill** | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------| | FILING FOR THE PERIOD BEGINNING 07/01 /23 | | AND ENDING 06/30/24 | | | MM/DD/VY | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: Vistia Capital, LLC | | | | TYPE OF REGISTRANT (check al l applicable boxes):<br>C!l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 202 6th Street, Suite 303 | | | | | (No. and Street) | | | Castle Rock | co | 80104 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Susan Hayes | 609-642-6593 | shayes@vistia.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Phillip V. George, PLLC | | | | | (Name - if individual, state last, first, and middle name) | | | 5179 CR 1026 | Celeste | TX | 75423 | |-------------------------------------------------|-----------------------|---------|------------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 02/24/09 | | 3366 | | | r••<br>of Reg;straboo w;th PCAOB)(ff appHcable) | | | I<br>(PCAOB Reg;strat;o, N"mbe,, ff applkable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to…Read the full text as markdown