Full text of HAPI SECURITIES LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: ## **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-70646 | | FACING PAGE | | |--|-------------|--| | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------|----------------------------|------------------------------------------------------------------------|---|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | January | 1,<br>2023<br>MM/DD/YY | | December | 31,<br>2023<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Hapi<br>NAME OF FIRM: _______________________________________________________________________ | Securities | LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>܆ Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | ܆ | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 65<br>Freeborn<br>Road<br>_____________________________________________________________________________________ | | | | | | | | | (No. and Street) | | | | | Easton<br>_____________________________________________________________________________________ | | CT | | | 06612 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Norman<br>Fuchs<br>_____________________________________________________________________________________ | | 818-531-1310 | | | norm@imhapi.app | | (Name) | | (Area Code – Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | OHAB<br>AND<br>COMPANY,<br>_____________________________________________________________________________________ | PA | | | | | | 100<br>E<br>SYBELIA<br>AVE, | SUITE<br>130 | (Name – if individual, state last, first, and middle name)<br>MAITLAND | | FL | 32751 | | _____________________________________________________________________________…Read the full text as markdown