Full text of CLEARFP SECURITIES, LLC's X-17A-5 filed 2022-03-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | CONFIDENTIAL | | UNITED STATES | | 0MB APPROVAL | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------|------------------------|----------------------------------------------------| | | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123 | | | | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | hours per response:<br>12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-70648 | | | | PART Ill | | | | | | | | | | | | FACING PAGE | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2021 | | | | AND ENDING 12/31/2021 | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: ClearFP Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 15573 Bangy Road - | Suite 270 | | | | | | | (No. and Street) | | | | | Lake Oswego | OR | | 97035 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Tim Daniel Clairmont | | 503-579-1000 | tclairmont@clearfp.com | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Michael T Remus CPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | PO Box 2555 | | Hamilton Square | NJ | 08690 | | (Address) | | (City) | (State) | (Zip Code) | | 02/23/2010 | | | 3598 | | | T"<br>of Reg;ma,;oo w;th PCAOB)Of appUcable) | | | | I<br>{PCAOB Reg;stcatloo N,mbe,, ;f appUcable) | | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to r…Read the full text as markdown