Full text of THORNBURG SECURITIES LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | | (No. and Street) | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|----------------------|--------------------------------------------| | Santa Fe | NIM | | 87.506 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Nimish S. Bhatt | 505-467-5122 | nbhatt@thornburg.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Deloitte & Touche LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | 1601 Wewatta Street | Denver | CO | 80203 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 34 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | {1}------------------------------------------------ | Nimish S. Bhatt | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of Thornburg Securities LLC | as of | | 12/31 | , 2024 | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | as that of a customer. | | | | FRANCISCO ANTONIO ESPINOSA | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ # **THORNBURG SECURITIES LLC SEC 8-31249** Financial Statements and Supplemental Schedules December 31, 2024 (With Report of Independent Registered Public Accounting Firm Thereon) and Report of Independent Registered Public Accounting Firm required by PCAOB Release No. 2011-004 on Exemption Report Required by SEC Release No. 34- 70073 for a Broker-Dealer Claiming an Exemption from SEC Rule 15c3-3. {3}------------------------------------------------ Notes to Financial Statements December 31, 2024 # **Table of Contents** | Report of I…Read the full text as markdown