Full text of DV EQUITIES, LLC's X-17A-5 filed 2025-03-24 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **DV Equities, LLC** Statement of Financial Condition December 31, 2024 Filed as PUBLIC in accordance with Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB Number; 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | |--|-----------------| | | 8-70659 | | | | MM/DD/YY **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01 /01 /24 | AND ENDING 12/31 /24 | | |--------------------------------------------|----------------------|--| |--------------------------------------------|----------------------|--| MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: DV EQUITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): GJ Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 425 S FINANCIAL PLACE, SUITE 2800 | | | (No. and Street) | | | | |-------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|---------|-------------------------------------------|--| | CHICAGO | | IL | | 60605 | | | (City) | | {State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Richard J. Horgan | 312-878-6785 | | | rhorgan@dvtrading.co | | | (Name) | | {Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>RSM US | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 30 S Wacker Drive, Suite 3300 Chicago | | | IL | 60606 | | | (Address) | (City) | | {State) | (Zip Code) | | | 09/24/2003 | | | 49 | | | | l"<br>of Reglst,aUoo with PCAOBJ(lf applicable) | | | | (PCAOB ReglslraUoo N,mbe,, If applicable) | | | | | | | | | **FOR OFFICIAL USE ONLY** "' Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances…Read the full text as markdown