Full text of WHELAN ADVISORY CAPITAL MARKETS, LLC's X-17A-5 filed 2026-03-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART IIШ FACING PAGE OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70672 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY AND ENDING 12/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Whelan Advisory Capital Markets, LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ☐ Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 8600 Twin Lake Drive Boca Raton (City) (No. and Street) Florida 33496 (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING William Portwood (Name) 404-317-4781 bportwood@whelanadvisoryllc.com (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Cropper Accountancy Corporation 2700 Ygancio Valley Road Suite 270 Walnut Creek (Name - if individual, state last, first, and middle name) CA 94598 (Address) 3/4/2009 (City) (State) (Zip Code) 3381 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | 1, William B. Portwood | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------------------------------------------------|---------------------------------------------------------------------|--| | financial report pertaining to the firm of Whelan Advisory Capital Markets, LLC | , as of | | | | | | December 31 ☐ <sup>2</sup> <sup>025</sup> is true and correct. <sup>I</sup> further swear (or…Read the full text as markdown