Full text of TCBI SECURITIES, INC.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70682 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------|--------------------------------------------|------------|--|--|--| | | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2024 ___________________________________________________________________________________________________________________________________<br>MM/DD/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: TCBI SECURITIES, INC. | | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ங் Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 2000 MCKINNEY AVENUE, SUITE 700 | | | | | | | | | (No. and Street) | | | | | | | DALLAS | TEXAS | | 75201 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | JOEL COLPITTS | 214-210-3077<br>JOEL.COLPITTS@TEXASCAPITAL COM | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>ERNST & YOUNG LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2323 VICTORY AVENUE, SUITE 2000 DALLAS | | TX | 75219 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | OCTOBER 20, 2003 | | 42 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | Claime for avamation from the requirement that the sopiered by the reported on indopportant public | FOR OFFICIAL USE ONLY | | | | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circu…Read the full text as markdown