Full text of BLOOMBERG TRADEBOOK CANADA COMPANY's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Bloomberg Tradebook Canada Company Statement of Financial Condition December 31, 2021 {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-------------------------------------------------|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | hours per response: 12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-70683 | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | | | | | Filing for the period beginning 01/01/21 | | | AND ENDING 12/31/21 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: BLOOMBERG TRADEBOOK CANADA COMPANY | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | BROOKFIELD PLACE,TD CANADA TRUST TOWER, 161 BAY ST., SUITE 4300 | | | | | | | (No. and Street) | | | | | TORONTO, ONTARIO | | | M5J 2S1 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Christopher Trupiano 646-803-1680 | | | ctrupiano1@bloomberg.net | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PRICEWATERHOUSE COOPERS LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 300 MADISON AVENUE | NEW YORK | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | | | 238 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, it applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of…Read the full text as markdown