Full text of BLOOMBERG TRADEBOOK LLC's X-17A-5 filed 2023-03-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Bloomberg Tradebook LLC** Statement of Financial Condition December 31, 2022 {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------------------------------|---------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123 | | | | | Washington, D.C. 20549 | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-49219 | | | | | PART Ill | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 01 /01 /22 | | | AND ENDING 12/31 /22 | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM : BLOOMBERG TRADEBOOK LLC | | | | | | | lYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 731 LEXINGTON AVENUE | | | | | | | | (No. and Street) | | | | | | NEW YORK | NEW YORK | | 10022 | | | | · (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Christopher Milham | 212-617-3382 | | cmilham3@bloomberg.net | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | PRICEWATERHOUSE COOPERS LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 300 MADISON AVENUE | NEW YORK | NY | 10017 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 238 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Reitistration Number, if applicable) | | | | | FOR OFFICIAL use ONLY | | | | | | • Claims for exemption from the requirement that the annual rep…Read the full text as markdown