Full text of DORSET PEAK SECURITIES LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORMX-17A-5** PART III | OMB<br>APPROVAL | | | |---------------------------------------------------------------------------|--|--| | OMB<br>Number:<br>3235<br>0123<br>Expires:<br>3<br>,<br>202<br>Nov O<br>6 | | | | Estimated<br>average<br>burden | | | | hours<br>per<br>response:<br>12 | | | | SEC<br>FILE<br>NUMER | | | | 8<br>-<br>70684 | | | | | | | | | | | | | | | | | | | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /25** MMIDDNY AND ENDING **12/31 /25** MMIDDNY #### **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Dorset Peak Securities LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 5595 Ridge Road | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|--| | New Hope | PA | 18938 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Shari Rothenberg | (908) 743-1307 | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Prager Metis CPAs | | | | | (Name- if individual, state last, frrst, and middle name) | | | | | | | | |-----------------------------------------------------------|-------------------------------------------|---------|------------|--|--|--|--| | 222 Mount Airy Road | Basking Ridge | NJ | 07920 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 09/29/2003 | | 273 | | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, ifapplicable) | | | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240. **l** 7a-5( e )( I )(ii), if applicable. **Persons who are to respond to the collection of information…Read the full text as markdown