Full text of ENTRUSTODY FINANCIAL, LLC's X-17A-5 filed 2024-01-12 (period 2023-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC **UNITED** STATES **SECURITIES ANO EXCHANGE COMMISSION Washington, o.c. <sup>20549</sup>** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70686 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **10/01/2022** AND ENDING **09/30/2023** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: ENTRUSTODY FINANCIAL LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 75 ARLINGTON ST, SUITE 10-111 | | | | | | |---------------------------------------------------------------------------------------------------|-----------------------------------------------|-----------------|----------------------|--|--| | | (No. and Street) | | | | | | BOSTON | MA | | 02116 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Marie Katz | 917-733-6503 | | mkatz@entrustody.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>OHAB AND COMPANY, PA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 100 E SYBELIA AVENUE SUITE 130 | MAITLAND | FL | 32751 | | | | (Address) | (City) | (State) | (Zip Code) | | | | JULY 28, 2004 | | 1839 | | | | | rte of Reg;st,at;oo w;th PCAOB J{;f applicable) | (PCAOB R,g;stratloo N,mbe,, It a ppl;rabl• JI | | | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # Entrustody Financial, LLC Financial Statement and Report of Inde…Read the full text as markdown