Full text of EQUAPATH CAPITAL, LLC's X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | |--|------------------------|------------------------------------| | | | SECURITIES AND EXCHANGE COMMISSION | | | Washington, D.C. 20549 | | | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | OMB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | 8-70693 | | **PART** Ill 8-70693 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** ·aero» me«so a«moo **O101/2 ma**«on **\_12/81/2** MM/DD/YY **A. REGISTRANT IDENTIFICATION** <sup>i</sup>or er. Equapath Capital, LLC MM/DD/YY TYPE OF REGISTRANT (check all applicable boxes): [ Broker-dealer [ Security-based swap dealer [ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 8899 NW 18th Terrace, Suite 102 (No. and Street) Doral (City) PERSON TO CONTACT WITH REGARD TO THIS FILING FL (State) 33172 (Zip Code) Robert Rubin (Name) 786-331-3391 (Area Code -- Telephone Number) **B. ACCOUNTANT IDENTIFICATION** rrubin@equapath.com (Email Address) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this fling" TPS Thayer, LLC **(Name --**if individual, **state** last, first, and middle name) 1600 Hwy 6, Suite 100 Sugarland TX 77478 (Address) (City) 07/14/2020 (State) 6706 (Zip Code) (Date of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by **a** statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | J, obert Rubin | swear (or affirm) that, to the best of my knowledge and belief, the | |----|------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------…Read the full text as markdown