Full text of ROCKET DOLLAR CAPITAL, LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 | 0MB APPROVAL | | | |---------------------------|--|--| | 0MB Number: 3235-0123 | | | | Expires: Nov. 30, 2026 | | | | Estimated average burden | | | | hours per response:<br>12 | | | SEC FILE NUMBER | | FORM X-17A-5 | | 8-70697 | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-------------------------------------------|--|--| | | PART Ill | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 1/4/2023 | | AND ENDING 12/31 /2023 | | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Rocket Dollar Capital LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 10900 STONELAKE BLVD, BUILDING 2, SUITE 100 | | | | | | | (No. and Street) | | | | | | AUSTIN | TX | | 78759 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Brian Megenity | (770) 263-6003 | bmegenity@bdcaonline.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | Bauer & Company, LLC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | P.O. Box 27887 | Austin | TX | 78755 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/20/2014 | | 6072 | | | | | l"<br>of ••~stratioa with PCAOBII• applkable) | | | (PCAOB Reglstratloa N,mber, ;1 appUcableJ | | | | | FOR OFFICIAL USE ONLY | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and clrcumstances relied on as the basis of the exemption. S…Read the full text as markdown