# ROCKET DOLLAR CAPITAL, LLC X-17A-5 (2026-03-31) — Broker-dealer annual report - Company: ROCKET DOLLAR CAPITAL, LLC - Form: X-17A-5 - Filed: 2026-03-31 - Period: 2025-12-31 - Accession: 0001855740-26-000001 - CIK: 1855740 - File #: 8-70697 - Type: Broker-dealer - Material weakness: No - Auditor: Baker Tilly US, LLP - Auditor location: Dallas, TX - Contact: Brian Megenity - Phone: 7702636003 - Email: bmegenity@bdcaonline.com - Website: bdcaonline.com - Signed by: Henry Yoshida (CEO) Original filing: https://www.sec.gov/Archives/edgar/data/1855740/000185574026000001/rdcaud.pdf --- {0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 | 0MB Number: 3235-0123 | | |-------------------------|--| | Expires: Noll. 30, 2026 | | | Esti~ted average burden | | | hours per response: 12 | | SEC Rl.E NUMBIR 8-70697 # PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, l,7a-12, and 18a-7 under tile Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 1/1/2025 | | AND ENDING 12/31/2025 | |------------------------------------------|--|-----------------------| | | | | MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Rocket Dollar Capital LLC TYPE OF REGISTRANT (check alJ applicable boxes}: @ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Clleck here if respondent is also an OTC derivatives dealer ADDRESS OF PRJNCIPAL PlACE OF BUSINESS: (Do not use a P.O. box no.) # 212 Tenny Lane | | (No. and Street) | | | |---------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------|--------------------------| | Kyle | TX | | 78640 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Brian Megenity | (770) 263-6003 | | bmegenity@bdcaonline.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | B. ACCOUNTANT IDENTIFICATION | | | | Baker Tilly US, LLP | {Name - if Individual, state last, first, and middle name) | | | | 14555 Dallas Parkway, Suite 300 | Dallas | TX | 75254 | | | (City) | (State) | (Zip Code) | | 10/22/2003 | | 23 | | | (Address)
(Date of Re • ation with PCAOB if a | Ii cable | PCAOB Re stratlon Number if a | licable) | • Oaims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240,17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collectlon of lnformatlon contained In thll form are not required to respond unless the form displays **a** currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Henry Yoshida | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------|---------------------------------------------------------------------| | financial report pertaining to the firm of Rocket Dollar Capital LLC | as of | December 31 2~ is true and corr-ect. l further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. | Signature: | | |------------|--| | Title: | | | CEO | | #### **This filing\*\* contains (chec"1< all applicable boxes):** - **!!I** (a) Statement offinancial condition. - □ (b) Notes to consolidated statement of financial condition. - **!!I** (c) Statement of income (loss} or, ifthere is other comprehensive income in the period(s} presented, a statement of comprehensive income {as defined in § 210.1-02 of Regulation 5-X). - ~ (d) Statement of cash **flows.** - ~ {e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - □ {f) Statement of changes in liabilities subordinated to daims of creditors. - **!!I** (g) Notes to consolidated financial statements. - **!!I** (h) Computation of net capital under 17 CFR 240.15c3-1 qr 17 CFR 240.18a-l, as applicable. - 0 (i) Computation of tangible net worth under 17 CFR 2:40.18a-2. - D 0) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3. - 0 {k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. - D {I) Computation for Determination of P.AB Requirements under Exhibit A to§ 240.15c3-3. - □ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. - O {n) Information relating to possession or control requirements for security-based swap customers under 17 CFR 240.15c3-3{p-){2) or 17 CFR 240.18a-4, as applicable. - **!!I** (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17 CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences exist. - □ (p) Summary of financial data for subsidiaries not consolidated in the statement of f inancial condition, - **ii** (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.lBa-7, as applicable. - □ (r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - **ii** (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.lBa-7, as applicable. - D (t) Independent public accountant's report based on an examination of the statement of financial condition. - **ii** (u) Independent public accountant's report based on an examination of the financial report or financial statements under 17 CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable. - D (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17 CFR 240.17a-5 or 17 CF-R 240.18a-7, as applicable. - **!!I (w)** Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. - □ (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240,17a-12, as applicable. - □ {y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k}. □ (z) Other: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ - - .. To request confidential treatment of certain portions of this filing, see 17 CFR 240.17a-5(e){3) or 17 CFR 240.18a-7(d)(2), as applicable. {2}------------------------------------------------ ROCKET DOLLAR CAPITAL LLC Financial Statements For the Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ ## **ROCKET DOLLAR CAPITAL LLC INDEX TO FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES DECEMBER 31, 2025** | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 1 | |-----------------------------------------------------------------------------|----| | | | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | 3 | | Statement of Operations | 4 | | Statement of Changes in Members' Equity | 5 | | Statement of Cash Flows | 6 | | Notes to the Financial Statements | 7 | | | | | SUPPLEMENTAL SCHEDULES | | | I. Computation of Net Capital and Aggregate Indebtedness Pursuant to Rule | | | 15c3-1 of the Securities and Exchange Commission | 11 | | II. Computation for Determination of Reserve Requirements | 12 | | Ill. Information Relating to the Possession or Control Requirements | 12 | | | | | Report of Independent Registered Public Accounting Firm on Exemption Report | 13 | | Exemption Report | 14 | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) ## **Report of Independent Registered Public Accounting Firm** To the Members of Rocket Dollar Capital, LLC #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Rocket Dollar Capital, LLC (the Company) as of December 31, 2025, the related statements of operations, members equity, and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2025, and the results of its operations and its cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States of America. #### **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. The Company is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. As part of our audit we are required to obtain an understanding of internal control over financial reporting but not for the purpose of expressing an opinion on the effectiveness of the Company's internal control over financial reporting. Accordingly, we express no such opinion. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures to respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are members of the global network of Baker Tilly International Ltd ., the members of which are separate and independent legal entities. Baker Tilly US, LLP is a licensed CPA firm that provides assurance. services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and consulting services to their clients and are not licensed CPA firms. {5}------------------------------------------------ #### **Opinion on the Supplementary Information** The supplementary information in Schedule I have been subjected to audit procedures performed in conjunction with the audit of the Company's financial statements. The information in Schedule I is the responsibility of the Company's management. Our audit procedures include determining whether the information in Schedule I to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in Schedule I. In forming our opinion on the information in Schedule I we evaluated whether the information in Schedule I including its form and content is presented in conformity with 17 C.F.R. §240.17a-5. In our opinion, the information in Schedule I is fairly stated in all material respects in relation to the financial statements as a whole. Dallas, Texas March 31 , 2026 We have served as the Company's auditor since 2024. {6}------------------------------------------------ ## **Rocket Dollar Capital LLC Statement of Financial Condition As of December 31, 2025** #### **Assets** | Cash
Prepaid expenses
Other Assets | \$
35,874
16,956
1,303 | |------------------------------------------|---------------------------------| | Total assets | \$
54,133 | | | | | Liabilities and member's equity | | | Liabilities | | | Due to Member | \$
11,600 | | Total liabilities | 11,600 | | Member's equity | 42,533 | | Total liabilities and member's equity | \$
54,133 | {7}------------------------------------------------ ## **Rocket Dollar Capital LLC Statement of Operations For the Year Ended December 31, 2025** #### **Expenses** | Professional fees | \$
103,220 | |---------------------|-----------------| | Compensation | 10,000 | | Occupancy | 2,600 | | Regulatory expenses | 22,303 | | Other | 3,656 | | Total expenses | 141,779 | | Net loss | \$
(141,779) | {8}------------------------------------------------ ## **Rocket Dollar Capital LLC Statement of Changes in Member's Equity For the Year Ended December 31, 2025** | Balance at
January 1, 2025 | \$
32,112 | |-----------------------------------|--------------| | Contributions | 130,000 | | Forgiveness of related party debt | 22,200 | | Net loss | (141,779) | | Balance at
December 31, 2025 | \$
42,533 | {9}------------------------------------------------ ## **Rocket Dollar Capital LLC Statement of Cash Flows For the Year Ended December 31, 2025** | Cash flows from operating activities: | | |---------------------------------------------------------------|---------------------------------| | Net loss | \$
(141,779) | | Adjustments to reconcile net loss to net cash used | | | by operating activities: | | | Changes in assets and liabilities: | | | Increase in other assets | (1,232) | | Decrease in prepaid expenses | 3,484 | | Decrease in accounts payable | (14,872) | | Increase in due to Member | 31,100 | | Net cash used by operating activities | (123,299) | | Cash flows from financing activities: | | | Contributions | 130,000 | | Net cash provided by financing activities | 130,000 | | | | | Net increase in cash | 6,701 | | Cash at beginning of year | 29,173 | | Cash at end of year | \$
35,874 | | Supplemental disclosure of non-cash financing activities: | | | Forgiveness of related party debt credited to Member's Equity | \$
22,200
"""""'---====== | {10}------------------------------------------------ #### Note 1 **Organization and Summary of Significant Accounting Policies** #### **Organization and Description of Business** Rocket Dollar Capital LLC (the Company) was formed in March 2021 under the laws of the state of Delaware as a wholly owned subsidiary of Rocket Dollar Inc. On March 18, 2024, Rocket Dollar Inc. was acquired by WAO Fintech, LLC. The sale of Rocket Dollar Inc. included the sale of the Company to WAO Fintech, LLC (the Member). The Company is a broker-dealer registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA) effective January 4, 2023. #### **Cash** Cash consists of cash on hand, checking and savings accounts. There are no withdrawal restrictions on cash. The Company considers all highly liquid investments with original maturities of three months or less to be cash equivalents. There were no cash equivalents at December 31, 2025. #### **Basis of Accounting** These financial statements are presented on the accrual basis of accounting in accordance with generally accepted accounting principles whereby revenues are recognized in the period earned and expenses when incurred. #### **Revenue Recognition** The Company has yet to generate any revenue from customers. The recognition and measurement of revenue is based on the assessment of individual contract terms. The Company's revenue is expected to be derived from selling equity securities to customers. These revenue streams are transaction-based and revenue would be recognized at the point in time that performance obligations under the agreements are completed. #### **Income Taxes** The Company is organized as a limited liability company and taxed as a Partnership for federal income tax purposes. As a result, income or losses are taxable or deductible to the member rather than at the Company level; accordingly, no provision has been made for federal income taxes in the accompanying financial statements. The Company has adopted the provisions of Financial Accounting Standards Board (FASB) Accounting Standards Codification (ASC) 740-10, Accounting for Uncertainty in Income Taxes. Under FASB ASC 740-10, the Company is required to evaluate each of its tax positions to determine if they are more likely than not to be sustained if the taxing authority examines the respective position. A tax position includes an entity's status, including its status as a pass-through entity, and the decision not to file a return. The Company has evaluated each of its tax positions and has determined that it has no uncertain tax positions for which a provision or liability for income taxes is necessary. {11}------------------------------------------------ #### Note 1 **Organization and Summary of Significant Accounting Policies (continued)** #### **Use of Estimates** The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets, liabilities, revenues, and expenses. Actual results could differ from those estimates. #### Note 2 **Financial Instruments and Concentration of Risk** Financial instruments subject to concentration of risk are cash. The Company maintains depository cash with two banking institutions. Depository accounts are insured by the Federal Deposit Insurance Corporation (FDIC) up to a maximum of \$250,000 per bank, per depositor. #### Note 3 **Commitments and Contingencies** The Company may become involved in various legal matters and regulatory inquiries or examinations in the ordinary course of business. The Company is not aware of any material contingencies relating to such matters that would require accrual or disclosure in the financial statements or their notes as of December 31, 2025. The Company does not have any guarantees or other commitments as of December 31, 2025. #### Note 4 **Net Capital Requirements** The Company, as a registered broker-dealer is subject to the Securities and Exchange Commission Uniform Net Capital Rule (Rule 15c3-1), which requires the maintenance of minimum net capital and requires that the ratio of aggregate indebtedness to net capital, both as defined, shall not exceed 15 to 1. At December 31, 2025, the Company had net capital of \$24,274, which was \$19,274 in excess of its required net capital of \$5,000 and its ratio of aggregate indebtedness to net capital was 0.48 to 1.00. #### Note 5 **Related-Party Transactions** The Company had an expense-sharing agreement in place through April 30, 2025 with Rocket Dollar, Inc. (former Member) for office space, office supplies, and other administrative services provided to the Company. Under the terms of this agreement, the Company paid the former Member its allocated share for the services provided. Expenses allocated to the Company under the agreement amounted to approximately \$3,600 for the period ended December 31, 2025. The total expenses of \$3,600 are reflected in the Company's Statement of Operations, which consist of occupancy of \$2,600 and other expense of \$1,000. The Company owed the former Member \$2,700 at the beginning of 2025 and the former Member forgave the entire debt of \$6,300 owed to it by the Company. During 2025, an affiliate of the Company, Digital Trust, LLC (Affiliate 1), paid \$14,400 in expenses on behalf of the Company. Expenses paid by Affiliate 1 on behalf of the Company were \$14,400 in professional fees. Affiliate 1 forgave the debt owed to it by the Company. {12}------------------------------------------------ #### Note 5 **Related-Party Transactions (continued)** During 2025, another affiliate of the Company, WAO Management, LLC (Affiliate 2), paid \$1,500 in expenses on behalf of the Company. Expenses paid by Affiliate 2 on behalf of the Company were \$1,500 in professional fees. Affiliate 2 forgave the debt owed to it by the Company. Beginning on May 1, 2025, the Company had an expense-sharing agreement in place with WAO Fintech LLC (Member) for compensation and other expense. Under the terms of this agreement, the Company paid the Member its allocated share for the services provided. Expenses allocated to the Company under the agreement amounted to approximately \$11,600 for the period ended December 31, 2025. The total expenses of \$11,600 are reflected in the Company's Statement of Operations, which consist of compensation fees of \$10,000 and other expenses of \$1,600. As of December 31, 2025, the balance due to the Member of \$11,600 on the accompanying Statement of Financial Condition arose from this agreement. Financial position and results of operations might differ from the amounts in accompanying financial statements if this agreement did not exist. #### Note 6 **Segment Reporting** The Company is engaged in a single line of business as a securities broker-dealer, which is comprised of selling equity securities to customers. The Company has identified its chief executive officer as the chief operating decision maker (CODM), who uses net income to evaluate the results of the business, predominantly in the forecasting process, to manage the Company. Additionally, the CODM uses excess net capital (see Note 4), which is not a measure of profit and loss, to make operational decisions while maintaining capital adequacy, such as whether to reinvest profits or pay distributions. The Company's operations constitute a single operating segment and therefore, a single reportable segment, because the CODM manages the business activities using information of the Company as a whole. The accounting policies used to measure the profit and loss of the segment are the same as those described in the summary of significant accounting policies. The measure of segment assets is reported on the Statement of Financial Condition as total assets, and segment revenues and expenses are reported on the Statement of Operations as total expenses. #### Note 7 Liquidity The Company has sustained operating losses in the current year. The Company is able to maintain adequate liquidity through forgiveness of debt and capital contributions by the Member. For the year ended December 31, 2025 the Company did not generate revenue, and as of December 31, 2025, the Company had cash of \$35,874 and liabilities of \$11,600. Management has carefully reviewed existing conditions with consideration whether the Company will be able to meet its obligations as they become due within the next year. The Company is dependent upon the Member to cover operational expenses as well as maintain minimum net capital requirements. The Member considers the Company a strategic part of its operation, and as such has committed financial support. Given the commitment by the Member to fund future operational expenses, management believes {13}------------------------------------------------ #### Note 7 **Liquidity (continued)** the Company will meet its obligations for at least the next 12 months from the date these financial statements were available to be issued. #### Note 8 **Subsequent Events** The Company has performed an evaluation of subsequent events through March 26, 2026. The evaluation did not result in any subsequent events that required disclosures and/or adjustments. {14}------------------------------------------------ ## SUPPLEMENTAL **INFORMATION** {15}------------------------------------------------ #### **Schedule** I #### **Rocket Dollar Capital LLC Computation of Net Capital Pursuant to Rule 15c3-1 of the Securities and Exchange Commission December 31, 2025** #### **Computation of Net Capital** | Total Member's equity | \$
42,533 | |-----------------------------------------------------------------------------|--------------| | | | | Less non-allowable assets | | | Prepaid expenses | 16,956 | | Other | 1,303 | | Total non-allowable assets | 18,259 | | Net capital before haircuts | 24,274 | | Less haircuts | | | Net capital | 24,274 | | Aggregate indebtedness | 11,600 | | Minimum net capital required (greater of \$5,000 or | | | 6 2/3% of aggregate indebtedness) | 5,000 | | Excess Net Capital | \$
19,274 | | Excess net capital at 10% of aggregate indebtedness or 120% | | | of minimum net capital required | \$
18,274 | | Ratio of aggregate indebtedness to net capital | 0.48 to 1.00 | | There are no material differences between the preceding computation and the | | **Company's corresponding unaudited Part II of Form X-17a-5 as of December 31, 2025.** {16}------------------------------------------------ #### **ROCKET DOLLAR CAPITAL LLC** #### **SCHEDULE** II **COMPUTATION FOR DETERMINATION OF RESERVE REQUIREMENTS UNDER RULE 15c3-3 OF THE SECURITIES AND EXCHANGE COMMISSION AS OF DECEMBER 31, 2025** The Company is exempt from the provisions of Rule 1Sc3-3 under the Securities Exchange Act of 1934 pursuant to paragraphs (k)(2)(ii) of the Rule. The Company does not hold funds or securities for, or owe money or securities to, customers. #### **SCHEDULE** Ill #### **INFORMATION RELATING TO THE POSSESSION OR CONTROL REQUIREMENTS UNDER RULE 15c3-3 OF THE SECURITIES AND EXCHANGE COMMISSION AS OF DECEMBER 31, 2025** The Company is exempt from the provisions of Rule 15c3-3 under the Securities Exchange Act of 1934 pursuant to paragraphs (k)(2)(ii) of the Rule. The Company did not maintain possession or control of any customers funds or securities. {17}------------------------------------------------ ![](_page_17_Picture_0.jpeg) # **Report of Independent Registered Public Accounting Firm** To the Member Rocket Dollar Capital, LLC We have reviewed management's statements, included in the accompanying Rocket Dollar Capital, LLC's Exemption Report, in which: - 1) Rocket Dollar Capital, LLC states Rocket Dollar Capital, LLC claims an exemption under paragraph (k)(2)(ii) of 17 C.F .R. §240.15c3-3 (the exemption provisions); and - 2) Rocket Dollar Capital, LLC states Rocket Dollar Capital, LLC met the identified exemption provisions throughout the most recent fiscal year without exception. Rocket Dollar Capital, LLC 's management is responsible for compliance with the exemption provisions and its statements. Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about Rocket Dollar Capital, LLC's compliance with the exemption provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion. Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in paragraph (k)(2)(ii) of 17 C.F.R. §240.15c3-3. Dallas, Texas March 31 , 2026 Baker Tilly Advisory Group, l P and Baker Til ly US, LlP, trading as Baker Tilly, are members of the global network of Baker Ti lly llnt.erna.tional Ltd., the members of which are separate and independent l'egal entities. Baker Tilly US, LLP is a licensed CPA firm that provides assurance services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and consulting services to their clients and are not license.ct CPA firms. {18}------------------------------------------------ Rocket Dollar Capital LLC Exemption Report December 31, 2025 **Rocket Dollar Capital LLC** (the "Company") is a registered broker-dealer subject to Rule l 7a-5 promulgated by the Securities and Exchange Commission ( 17 C.F .R. §240. l 7a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. § 240.17a-5(d)(l) and (4). To the best of its knowledge and belief, the Company states the following: (1) The Company claimed an exemption from 17 C.F.R. § 240.l5c3-3 under the following provisions of 17 C.F.R. § 240. l 5c3-3 (k):(2)(ii) for the period from January 1, 2025 to December 31, 2025. (2) The Company met the identified exemption provisions in 17 C.F.R. § 240.15c3- 3(k)(2)(ii) throughout the period from January 1, 2025 to December 31 , 2025 without exception. #### **Rocket DoHar Capital LLC** I, Henry Yoshida, swear (or affirm) that, to my best knowledge and belief, this Exemption Report is true and correct. Henry Yoshida, Chief Executive Officer March 4, 2026 Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.