Full text of INSURANCE ADVISORY PARTNERS LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70698 | | **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------|--------------------| | FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | | AND ENDING 12/31 /22 | | | | MM/DD/VY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | : Insurance Advisory Partners LLC<br>NAME oF FIRM | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>I!! Broker-dealer<br>D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1270 Avenue of the Americas, Suite 1803 | | | | | | | (No. and Street) | | | | | New York | NY | | | 10020 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Randall Dulecki | 646-736-1017 | | | rd@insuranceap.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Mayer Hoffman Mccann P.C. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 1000 Campbell Mithun Tower, 222 S. Ninth St., Suite 1000 | Minneapolis | | MN | 55402 | | (Address) | (City) | | (State) | (Zip Code) | | 10/22/03 | 199 | | | | | l"<br>of Reg;,t,atio" w;th PCAOBJ(;f applicable) | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l 7a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to re…Read the full text as markdown