Full text of PENDULUM SECURITIES, LLC's X-17A-5 filed 2024-03-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # PENDULUM® ## Pendulum Securities, LLC (SEC I.D. No. 8-70705) Statement of Financial Condition as of December 31, 2023, and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | |-------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|--------------|---------|-----------------------------------------------------------------------------------------------------------------------|--|--|--| | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | | 8-70705 | | | | | | PART Ill | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/23 | | | | AND ENDING 12f31 f23 | | | | | | MM/OO/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: Pendulum Securities, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 345 North Maple Avenue, Suite 160 | | | | | | | | | | (No. and Street) | | | | | | | | Beverly Hills | | CA | | 90210 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Kristin H. Scott | | 424-421-6049 | | kristin@pendulumholdings.com | | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touch LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 555 W. 5th Street, Suite 2700 Los Angeles | | | CA | 90013 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | October…Read the full text as markdown