Full text of LONG BRIDGE SECURITIES LLC's X-17A-5 filed 2024-03-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington,** o.c. **20549** **0MB APPROVAL** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70711 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING Q 1/01/2023 | | AND ENDING 12/31/2023 | | | | | MM/00/YY | | MM/00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: _L_o_n___;;g;_B_ri_d ___ g_e_S_e_c_u_r_it_ie_s_L_L_C | | | ________<br>_ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} | | | | | | 21 River Street, 9th Floor | | | | | | | (No. and Street) | | | | | Hoboken, | N. J. | | 07030 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | J. Clarke Gray | 917-238-1263 | | Clarke@taylorgrayllc.com | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ohab & Company P.A. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E. Syblia Avenue | Maitland | FL | 32751 | | | (Address) | (City) | (State) | (Zip Code} | | | 07/28/04 | | 1839 | | | | (rte of Registration with PCAOB)(lf applicable) | FOR OFFIOAL USE ONLY | | (PCAOB Registration Number, HI applicable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a curre…Read the full text as markdown