Full text of GILMARTIN FINANCIAL LLC's X-17A-5 filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # GILMARTIN FINANCIAL LLC (SEC ID No. 8-70713) ## FINANCIAL STATEMENT ## DECEMBER 31 , 2023 Public Document Filed Pursuant to Rule l 7-A-5(e)(3) as a Public Document {1}------------------------------------------------ # PUBLIC | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS | | | OMBAPPROVAL<br>0MB Number: 3235-0123<br>Expires: ov. 30, 2026<br>Estimated average burden<br>hours per response: 12<br>SEC FILE NUMBER | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------|----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--| | | | | | | | | | FORM X-17A-5 | | 8-70713 | | | | | PART Ill | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /23 | | AND ENDING 12/31 /23 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: Gilmartin Financial LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 60 E Sir Francis Drake Blvd, Suite 208 | | | | | | | (No. and Street) | | | | | | Larkspur | CA | | | 94939 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | David Brant | 402-215-1352 | | | david.brant@acaglobal.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Ernst Wintter & Associates LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name- if individual, state last, first, and middle name)<br>Walnut Creek | | CA | 94596 | | | | | | | | | | 675 Ygnacio Valley Road, Suite A200 | | | | | | | (Address)<br>02/24/2009<br>lte of RegJruatlo" w;th PCAOB)(" appUcableJ | (City) | 3438 | (State) | (…Read the full text as markdown