SUNTHAY GRX LLC X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of SUNTHAY GRX LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # **Sunthay GRX LLC** # **Statement of Financial Condition** **December 31, 2022** **With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ #### **UNITED STATES** OMB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION** Expires: October 31, 2023 **Washington, D.C. 20549** Estimated average burden | OMB APPROVAL | | | | |--------------------------|--|--|--| | | | | | | | | | | | | | | | | hours per response 12.00 | | | | | | | | | | | | | | # **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8 - 70715 PART III** | | | | FACING PAGE | | | | |--|--|--|-------------|--|--|--| | | | | | | | | **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | REPORT FOR THE PERIOD BEGINNING | 05/03/2022 | AND ENDING | 12/31/2022 | | |---------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------|--------------------------------------------|--| | | MM/DD/YYYY | | MM/DD/YYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | | Sunthay GRX LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | X Broker-dealer<br>☐ Security-based swap dealer | ☐ Major security-based swap participant | | | | | ☐ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 60 East 42nd Street, #1700 | | | | | | (No. and Street) | | | | | New York | NY | | 10165 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Daniel Markaity | (646) 229-3835 | daniel.markaity@sunthay.com | | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Citrin Cooperman & Company, LLP | | | | | | (Name – if individual, state last, first, and middle name) | | | | | 50 Rockefeller Plaza | New York | NY | 10020 | | | (Address) | (City) | (State) | (Zip Code) | | | 11/2/2005 | | 2468 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual reports be covered…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)