Full text of DLCC PRIME's X-17A-5/A filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **DLCC Prime, LLC** #### **FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION** **Year Ended December 31, 2025** **--PUBLIC--** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70716 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 \_ AND ENDING\_12/31/2025 # filing for the period beginning 01/01/2025 MM/DD/YY MM/DD/YY ### A. REGISTRANT IDENTIFICATION $\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\texttt{\cdots}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}$ }}}}}}}}}}}}}}}}}}}}} TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 111 Town Square Place | | (No. and Street) | | |-------------|------------------|------------| | Jersey City | NJ | 07310 | | (Citv) | (State) | (Zin Code) | ### PERSON TO CONTACT WITH REGARD TO THIS FILING | Robert Sherry | 646-263-8406 | bob@dlccprime.com | | | |---------------|--------------------------------|-------------------|--|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # Sanville & Company (Name - if individual, state last, first, and middle name) | 325 N. St. Paul Street, Suite 3100 Dallas | | | 75201 | |--------------------------------------------|--------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | 09/18/2003 | #169 | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons…Read the full text as markdown