Full text of BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC's X-17A-5 filed 2022-03-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A wholly owned subsidiary of Brookfield US Inc.) Statements of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2021 {1}------------------------------------------------ #### **UNITED ST A TES** 0MB APPROVAL **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB Number: 3235-0123 | |--------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMER 8- 70722 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **02/04/21** AND ENDING **12/31 /21** --------- **MM** /0 D NY MM/DDNY ## **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: \_\_ B\_r\_o\_o\_kf\_ie\_ld\_ O\_a\_k\_tr\_ee\_W\_e\_a\_lt\_h\_S\_o\_lu\_t\_io\_n\_s\_L\_L\_C \_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 225 Liberty Street, 43rd Floor | | (No. and Street) | | | | |----------------------------------|----------------------------------------------------------------------------|-------------------------------|--|--| | New York | NY | 10281 | | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael Stupay<br>(212) 897-1692 | | mstupay@integrated .solutions | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | # Deloitte & T ouche LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | |------------------------------------------------------------|-------------------------------------------|---------|------------|--|--|--|--| | 30 Rockefeller Plaza | New York | NY | 10112 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/20/2003 | | 34 | | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, ifapplicable) | | | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports ofan independent public accountant must be sup…Read the full text as markdown