Full text of QUINBROOK CAPITAL PARTNERS LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: 12 | | |------------------------|--| | SEC FILE NUMBER | | | 8-70725 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ---------<br>0 1/01 /22 | AND ENDING | ----------<br>12/31/22 | |---------------------------------|-------------------------|------------|------------------------| | | MM/DD/VY | | MM/DD/VY | **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Quinbrook Capital Partners LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 75 Rockefeller Plaza, Suite 24A | New York | NY | | 10019 | | |----------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------------|-----------------------------------------|--| | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brian Chase | 646-57 4-8303 | | bc@quinbrook.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Pannell Kerr Forster of Texas, P.C. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | | | 584 7 San Felipe, Suite 2600 Houston | TX | 77056 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/16/2003 | | 342 | | | | rte of Re~stration w;th PCAOBJI• appi;cableJ | | | (PCAOB ••~st,ation N•mbe,, • appUcable) | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {…Read the full text as markdown