Full text of RPP SECURITIES, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Information For the Year Ended December 31, 2023 (Confidential Pursuant to Rule 17a-5(e)(3)) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART Ill | Expires: Nov. 30, 2026<br>Estimated average burden | | |----------------------------------------------------|--| | hours per response· I 2 | | | SEC FILE NUMBER | | | 8-70761 | | OM8 APPROVAL 0MB Number: 3235-0123 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING O 1/01 /23 MM/00/YY AND ENDING 12/<sup>31123</sup> MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: RPP SECURITIES TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant <sup>D</sup>Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 100 PARK AVENUE, 16TH FLOOR (No. and Street) NEW YORK NY 10017 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Mark T Manzo (201) 519-1905 mmanzo@moppartners.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* LMHS, P.C. (Name - if individual, state last, first, and middle name) | S<br>St<br>Bldg<br>Washington<br>80<br>., | Norwell | MA | 02061 | |----------------------------------------------------------------|---------|---------|---------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | r<br>02/24/2009<br>· | | 3373 | | | | | | I<br>)PCAOB '"'"""'" N,mbe,, ff applicable) | | of ' "'"""'" wf<h PCAOBJ(lf applfcable) FOR OFFICIAL USE ONL y | | | | | | | | | • Claims for exemption from the requirement that the annual eports be covered by the reports of an Independent public accountant must be supported by a statement of facts an circumstances relied on as the basis of the e emption. See <sup>17</sup> CFR 240.17a-S(e)(l)(li), If applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### OATH OR **AFFIRMATION**…Read the full text as markdown