Full text of DML SECURITIES LLC's X-17A-5 filed 2023-02-15 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # DML SECURITIES LLC STATEMENT OF FINANCIAL CONDITION (WITH REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM THEREON) FOR THE PERIOD JUNE 1, 2022 THROUGH DECEMBER 31, 2022 {1}------------------------------------------------ ## **CONTENTS** | | PAGE | |------------------------------------------------------------|------| | Facing Page<br>-<br>Oath or Affirmation | | | Report<br>of Independent Registered Public Accounting Firm | 2-3 | | Statement of Financial Condition | 4 | Notes to Financial Statement 5 – 8 {2}------------------------------------------------ #### UNITED STATES #### SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |--------------------------|---------------|--| | OMB Number: | 3235-0123 | | | Expires: | Oct. 31. 2023 | | | Estimated average burden | | | | hours per response | 12.00 | | # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-70767 FACING PAGE A. REGISTRANT IDENTIFICATION Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | REPORT FOR THE PERIOD BEGINNING 06/01/2022 AND ENDING | | 12/31/2022 | |-------------------------------------------------------|--|------------| | | | | MM/DD/YY MM/DD/YY #### NAME OF FIRM: DML Securities LLC #### TYPE OF REGISTRANT (check all applicable boxes): ### & Broker-dealer Check here if respondent is also an OTC derivatives dealer DSecurity-based swap dealer @Major security-based swap participant #### ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | 38277 Robinsons Drive | | |--|--|-----------------------|--| |--|--|-----------------------|--| | (No. and Street) | | |----------------------------------------------|------------------| | DE | 19971 | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | 804-385-4863 | | | (Area Code - Telephone Number) | [I'mail Address) | | B. ACCOUNTANT IDENTIFICATION | | | | | #### INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report® #### Sanville & Company LLC | (Name - if individual, state last, first, middle name) | | | | | |--------------------------------------------------------|----------|---------|------------|--| | 1514 OLD YORK ROAD | ABINGTON | PA | 19001 | | | (Address) | (City) | (State) | (Zip Code) | | #### 09/18/2003 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) 169 #### FOR OFFICIAL USE ONLY \* C…