Full text of PROVENANCE CAPITAL SERVICES LLC's X-17A-5 filed 2024-03-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>•<br>FILING FOR THE PERIOD BEGINNING _AND ENDING _ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART III<br>FACING PAGE<br>01/01/23 | 0A Number: 3235-01 23<br>Oct. 31, 2023<br>Expires:<br>Estimated<br>average burden<br>hours per response: t2<br>SEC FILE NUMBER<br>8-70780 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 12/31/23 | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | oeor«es _ | | S<br>e<br>r<br>v<br>i<br>c<br>e<br>s<br>!<br>L<br>O<br>P<br>r<br>o<br>v<br>e<br>n<br>a<br>n<br>c<br>e<br>C<br>a<br>p<br>i<br>t<br>a<br>l | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.)<br>1519 Woodlark Dr | | | | | | | | | | | | | (No. and Street) | | | | | Northbrook | IL | 60062 | | | | (city) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Angela Hajek | 678-679-8640 | angela@provenancegroup.io | | | | (Name} | (Area Code - Telephone Number) | [Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing<br>Tuttle & Bond LLP<br>-<br>2954 Goehmann Lane | (Name - i individual, state last, first, and middle name)<br>Fredericksburg | TX<br>78624 | | | | (Address) | (City) | (State) | | | | | | 6543 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCA0B Registration Nurnber, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | far exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | Cairns | | | | | displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH **OR AFFIRMATION** |…Read the full text as markdown