Full text of BOFA SECURITIES PRIME, INC.'s X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BofA Securities Prime, Inc. (SEC ID No. 8-70788) Financial Statements and Supplemental Schedules December 31, 2022 {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL SEC FILE NUMBER 8-70788 OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ## ANNUAL REPORTS ## FORM X-17A-5 ## PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/22<br>MM/DD/YY | AND ENDING | 12/31/22<br>MM/DD/YY | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------|--------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: | BofA Securities Prime, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | 区 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | □ Security-based swap dealer | | □ Major security-based swap participant | | | | | | | One Bryant Park | | | | | | | | (No. and Street) | | | | | | New York | | NY | 10036 | | | | | (City) | | (State) | (ZIP Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Devin Crowe | (980) 388-3265 | | devin.crowe@bofa.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. Accountant Identification | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | PricewaterhouseCoopers, LLP | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | | | 300 Madison Ave. | New York | NY | 10024 | | | | | (Address) | (City) | (State) | (ZIP Code) | | | | | 10/20/03 | | | 238 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii…Read the full text as markdown