Full text of FE CAPITAL MARKETS LLC's X-17A-5 filed 2026-06-26 (period 2026-02-28). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden h ## ANNUAL REPORTS FORM X-17A-5 PART III | ours per response: | 12 | | |--------------------|----|--| | SEC FILE NUMBER | | | #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 02/28/26 filing for the period beginning 03/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: FE Capital Markets LLC TYPE OF REGISTRANT (check all applicable boxes): [ Security-based swap dealer = Broker-dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 85 Broad St, Suite 17-057 (No. and Street) New York NY 10004 (State) (Zip Code) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING Kenneth Nelson 929-489-8704 ken.nelson@fecapitalmarkets.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Mercurius & Associates LLP (Name - if individual, state last, first, and middle name) A-94/8, Wazirpur Industrial Area, Main Ring Road New Delhj 110052 Delhi (Address) (State) (City) (Zip Code) 3223 February 10, 2009 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Kenneth Nelson | , swear (or affirm) that, to the best of my knowledge and belief, the | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|-------| | financial report pertaining to the firm of FE CAPITAL MARKETS LLC | | as of | | Cale 101 100 100…Read the full text as markdown