Full text of STONEPEAK SECURITIES LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Stonepeak Securities LLC** **(A Delaware Limited Liability Company)** **Statement of Financial Condition** **December 31, 2022** {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL AUDITED REPORT<br>FORM X-17A-5 | OMB Number:<br>Expires: | OMB APPROVAL<br>3235-0123<br>October 31, 2023<br>Estimated average burden<br>hours per response…<br>12.00<br>SEC FILE NUMBER | | |-------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 8-70803 | | | | | | | | | | | | | | | 12/31/2022 | | | | | MM/DD/YY | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (212)- 751- 4422 | | | | | (Area Code – Telephone Number) | | | | | | | | | | | | | | | | | | | | | | | | NY | 10017-6204 | | | | | | | | | | | | | | | (PCAOB Registration Number | | | | | | | | | | | | | | | | | | | | | | | | FACING PAGE<br>06/22/2022<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>607 W 3rd Street, Suite 2900<br>(No. and Street)<br>TX<br>(State)<br>PricewaterhouseCoopers LLP<br>FOR OFFICIAL USE ONLY | AND ENDING<br>A. REGISTRANT IDENTIFICATION<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name – if individual, state last, first, middle name)<br>(State) | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>☐Major security-based swap participant<br>78701<br>(Zip Code)<br>(Zip Code)<br>238<br>* Claims…Read the full text as markdown