Full text of TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC's X-17A-5 filed 2026-01-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Trade Capital Markets (TCM) North America LLC Report Pursuant to Rule 17a-5 (d) Financial Statements For the Year Ended December 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## SEC FILE NUMBER 8-70811 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/25 filing for the period beginning 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC TYPE OF REGISTRANT (check all applicable boxes): □ Security-based swap dealer \_\_ | Major security-based swap participant Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 208 Potters Bluff Drive (No. and Street) Panama City Beach ட 32407 (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Steven C Bender 646.290.7248 sbender@modernrs.com (Area Code - Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* DCPA (Name - if individual, state last, first, and middle name) 2121 Avenue of the Stars #800 Century City CA 90067 (Address) (City) (State) (Zip Code) 9/15/2020 6567 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ## OATH OR AFFIRMATION Steven C. Bender swear (or affirm) that, to the best of my knowledge and belief, the 1. financial report pertaining to the firm of TRADE CAPITAL MARKETS (TCM) NORTH AMERICA LLC as a manager of the same as of December 31 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, direc…Read the full text as markdown