Full text of AUSTIN GROWTH CAPITAL, LLC's X-17A-5 filed 2025-03-21 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | OMBAPPROVAL<br>0MB Number: 3235-0123 | | |--------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | | Washington, D.C. 20549 | Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-5 | 8-70816 | | | PART Ill | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING O 1/01/2024 | AND ENDING 12/31/2024 | | | MM/DD/YY | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Austin Growth Capital, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | ~ Broker-dealer □ Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1221 S MoPac Expy, Suite 260  # PERSON TO CONTACT WITH REGARD TO THIS FILING John C. Minter (512) 970-8611 jcm@austingrowthcapital.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name - if individual, state last, first, and middle name) 5179 CR 1026 Celeste TX 75423 (Address) (City) (State) (Zip Code) 02/24/2009 3366 (Date of Registration w ith PCAOB)(if applicable) (PCAOB Registration Number, If applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as t he basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** In **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, \_Jo\_h\_n\_c\_. M\_in\_te\_r \_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Au5tin Growth Capital, LLC…Read the full text as markdown