Full text of NCMG LLC's X-17A-5 filed 2025-02-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill OM B APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70824 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /24** AND ENDING 12/31/24 ---------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: **NCMG** LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 767 3RD AVE | | (No. and Street) | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|---------------------------------------------|------------|--|--| | New York | NY | | 10017 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Tim Biggins | 646-876-0109 | Tim@ncmg.llc | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Forvis Mazars LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | 135 West 50th S treet | New York | NY | 10020 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/16/2003 | | 686 | | | | | rte of Reg;stcat;oo w;th PCAOB)l;f a ppl;cableJ | | (PCAOB Regdcafoo N"mbec, ff a ppl;ca bleJ I | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.l?a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Tim Biggins | swear (or affirm) that, to the best of my knowledge an…Read the full text as markdown