Full text of TCM BD, LLC's X-17A-5 filed 2023-03-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: ϯϮϯϱͲϬϭϮϯ Expires: KĐƚ͘ϯϭ͕ϮϬϮϯ Estimated average burden hours per response: # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | 07/21/22 | 12/31/22 | | |--------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|---------------------------------------|------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | TCM<br>BD,<br>NAME OF FIRM: _______________________________________________________________________ | LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>܆<br>܆<br>Broker-dealer<br>■<br>܆ Check here if respondent is also an OTC derivatives dealer | ܆<br>Security-based swap dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1701<br>Village<br>Center<br>_____________________________________________________________________________________ | Circle | | | | | (No. and Street) | | | | Las<br>Vegas<br>_____________________________________________________________________________________ | NV | | 89134 | | (City) | (State) | | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING | Susan<br>Hayes | (609)<br>642-6593<br>_____________________________________________________________________________________ | shayes@pattentraining.com | |----------------|------------------------------------------------------------------------------------------------------------|---------------------------| | (Name) | (Area Code – Telephone Number) | (Email Address) | **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ WithumSmith + Brown, PC | | (Name – if individual, state last, first, and middle name) | | | |----------------------------------------------------------------------------------------------------------------------------|-------…