M SHARE CAPITAL LLC X-17A-5 (2024-02-29) — Broker-dealer annual report

Full text of M SHARE CAPITAL LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ### ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-70828 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING 12/31/2023 | | |--------------------------------------------|----------|-----------------------|--| | | MM/DD/YY | MM/DD/YY | | A. REGISTRANT IDENTIFICATION # NAME OF FIRM: M Share Capital LLC TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ### 200 Brannan St, No.443 | | (No. and Street) | | |----------------------------------------------|---------------------------------------------------------------------------|-------------------------| | San Francisco | CA | 94107 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Anthony Shaw | (212)-751-4422 | ashaw@msharecapital.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | Citrin Cooperman & Company, LLP | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | New York | NY | 10020 | |--------------------------------------------------|---------|--------------------------------------------| | (City) | (State) | (Zip Code) | | | 2468 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION ı, Ray Wu , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of M Sha…

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