Full text of VEST SECURITIES, LLC's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70829 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01l 2025 MM/DD/YY AND ENDING <sup>1213112025</sup> MM/DD/YY **A. REGISTRANT** IDENTIFICATION NAME OF FIRM: Vest Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 8350 Broad Street Suite 240 (No. and Street) Mclean VA (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 22101 (Zip Code) Nate Jencks 855-979-6060 njencks@vestfin.com (Name) (Area Code-Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Cropper Accountancy Corporation **(Name** - if individual, state last, first, and middle name) 2700 Ygnacio Valley Road Suite 270 Walnut Creek (Address) 3/4/2009 (City) 3381 CA (State) 94598 (Zip Code) (Date of Reaistration with PCAOB)lif aoolicablel (PCAOB Reaistration Number if aoolicablel **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | I, Karan Sood | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------|-----------------------------------------------------------------------------------| | 2~<br>financial report pertaining to the firm of Vest Securities LLC | as of | | December 31 | is true and correct. I further swear (or affirm) that neither the company nor any | | | | **partn…Read the full text as markdown