Full text of RED MOUNTAIN SECURITIES LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: EŽǀ. 30, 202ϲ Estimated average burden hours per response: 12 SEC FILE NUMBER # **ANNUAL REPORTS FORM X-17A-5 PART III** 8-70831 **FACING PAGE** | 1/1/2025 | 12/31/2025 | | | |------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | | | | | | | | | | Red Mountain Securities LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Security-based swap dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐<br>Major security-based swap participant | | | | | | | | | 23rd FL | | | | | | | | | | CA | | | 90067 | | | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | 212-751-4422 | | btao@dfppartners.com | | | | | (Email Address) | | | | | | | | | | | | | | | | | | Woodbury | | NY | 1179…Read the full text as markdown