Full text of VEX SECURITIES, LLC's X-17A-5 filed 2026-07-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: l 2 # ANNUAL REPORTS FORM X-17A-5 PART Ill | SEC FILE NUMBER | | |-----------------|--| | 8-70833 | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|-----------------------------------------|--| | | 1 /24<br>12/3<br>FILING FOR THE PERIOD BEGINNING 01 /01 /24 | | | | | | MM/DD/VY | AND ENDING | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Vex Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l:!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 333 West San Carlos Street Suite 600 | | | | | | (No . and Street) | | | | | San Jose | CA | | 95110 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brian M. Moran | 704-840-5943 | | brian@vexsecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Cropper Accountancy Corporation/Cropper Rowe, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2700 Ygnacio Valley Road Suite 270 | Walnut Creek | CA | 94548 | | | (Address) | (City) | (State) | (Zip Code) | | | 01 /1986 | | 3381 | | | | l"<br>of Reg;stcaUoa wRh PCAOB )(;f appUcable) | FOR OFFICIAL USE ONL V | | (PCAOB Reg;su,uoa N"mb,c, ;f appUcable) | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB…Read the full text as markdown