Full text of DASTA FINANCIAL, LLC's X-17A-5 filed 2025-03-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## DASTA Financial, LLC (A Limited Liability Company) Financial Statements and Supplemental Schedules pursuant Rule 17a-5 under the Securities Exchange Act of 1934 For the year ended December 31, 2024 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | 8-70841 | FILING FOR THE PERIOD BEGINNING | 01/01/2024 | AND ENDING | | 12/31/2024 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------|------------------------------|--| | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | DASTA Financial, LLC<br>NAME OF FIRM. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 101 Greenwich, Second Floor, Suite 402 | | | | | | | | No and Street | | | | | | New York | NV<br>State) | | | TOTOG | | | (Lety) | | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kimberly Ryan | 248-224-8713 | | | kim ryan@ 1031securities.com | | | Hame) | (Area Code-Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing"<br>David Lundgren & Company | | | | | | | | [Name - if individual, state last, first, and middle name) | | | | | | 505 North Mur-Len Road Olathe | | | K | 66067 | | | Address<br>01/05/2015 | (City) | 6075 | State | (Lip Code) | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if spplicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form. displays a…Read the full text as markdown