Full text of WISDOMTREE SECURITIES, INC.'s X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PA~T** Ill **FACING PAGE** **lnfonnation Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ________<br>01/01/2024 | AND ENDING | | _______<br>12/31/2024<br>_ | | |---------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|-----------------|-------------------------------------------|--| | | MM/DD/VY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: WISDOMTREE SECURITIES, INC. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | !!ii Broker-dealer | D Security-based swap dealer | 0 Major security-based swap participant | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 250 WEST 34TH STREET, 3RD FLOOR | | | | | | | | (No. and Street) | | | | | | NEW YORK | NY | | | 10119 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Petranka Badova | 917-267-3741 | | | pbadova@wisdorntree .corn | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Ernst & Young LLP | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | One Manhattan West | New York | | NY | 10001 | | | (Address) | (City) | | (State) | (Zip Code) | | | 10/20/2003 | | 42 | | | | | (Date of Re11.istratlon with PCAOB)(if applicable) | | | | (PCAOB Registration Number if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the conection of lnfonnation contained In this fonn are not required to respond unless the fonn displays a rurrently valid 0MB control number. **OMO Number: l2** 5-0113 Explrl!S: Nov 30, 2026 [st/mated **average** burdon hours perrespon50; 12 > SEC FILE NUMBER 8-70847 | (City) | (State) | |--------|---------| | | | {1}-------…Read the full text as markdown