Full text of ALLOCATIONS SECURITIES, LLC's X-17A-5 filed 2026-03-04 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III EACING DAGE | UMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response:<br>12 | | | | | SEC FILE NUMBER 8-70850 | | I Achive raul | | | |-----------------------------------------------------------------------------------------------------------|---------------|---------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | "LING FOR THE PERIOD BEGINNING 01/01/25 | | AND ENDING 12/31/25 | | | | | | | NG 12/31/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Allocations Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 3558 Round Barn Boulevard, Suite 206 | | (No. and Street) | | | |-----------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------| | Santa Rosa | CA | | 95403 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | James R. Richards | (214) 533-6822 | | jrichards@texasbusinesscapital.net | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | Phillip V. George, PLLC<br>5179 CR1026 | (Name - if individual, state last, first, and middle name)<br>Celeste | X | 75423 | | | (City) | (State) | (Zip Code) | | | | 3366 | | | (Address)<br>02/24/2009<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis at threepenption poen 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | 500 | | __ swear (or…Read the full text as markdown