Full text of INDEPENDENCE POINT SECURITIES LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### INDEPENDENCE POINT SECURITIES LLC SEC ID No. 8-70853 STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ ### INDEPENDENCE POINT SECURITIES LLC ### TABLE OF CONTENTS AS OF DECEMBER 31, 2022 | P<br>age(s) | | |-------------|--| |-------------|--| ### Form X-17 A-5 Part III ### Oath or Affirmation | Report of Independent Registered Public Accounting Firm | | |---------------------------------------------------------|--| | Statement of Financial Condition | | | Notes to Statement of Financial Condition | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70853 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 5/16/2022 AND ENDING\_12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: INDEPENDENCE POINT SECURITIES LLC TYPE OF REGISTRANT (check all applicable boxes): � Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 600 5TH AVENUE, 8TH FLOOR | | (No. and Street) | | | |----------------------------------------------|--------------------------------|-------------------------|--| | New York | NY | 10020 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Janice Parise | (212) 751-4422 | JParise@dfppartners.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | R ACCOUNTANT In SUTER FICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Fulvio & Associates, LLP | (Name - if individual, state last, first, and middle name) | | | | | | | |------------------------------------------------------------|-----------------------|---------|--------------------------------------------|--|--|--| | 5 West 37th Street, 4th floor New York | | NY | 10018 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 12/20/2018 | | 6529 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFI…Read the full text as markdown