Full text of WILLIS TOWERS WATSON SECURITIES, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Willis Towers Watson Securities, LLC (A Wholly Owned Subsidiary of Willis HRH, Inc.) (SEC I.D. No. 317602) Financial Statements as of and for the Year Ended December 31, 2025, Supplemental Schedules as of December 31, 2025, and Report of Independent Registered Public Accounting Firm \*\*\*\*\*\*\* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ #### **UNITED STATES** **SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: November 30, 2026 Estimated average burden hours per response… 12.00 | | SEC FILE NUMBER | |--|-----------------| | | | **8-70858** **FORM X-17A-5 PART III** **ANNUAL AUDITED REPORT** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------|-----------------------------------------|------------| | REPORT FOR THE PERIOD BEGINNING | 01/01/2025 AND ENDING<br>MM/DD/YY | | 12/31/2025<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Willis Towers Watson Securities, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ☒Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐ Security-based swap dealer | | ☐ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 200 Liberty Street, 7th Floor | | | | | | | | (No. and Street) | | | | New York | | NY | | 10281 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mr. Kevin Earls, Chief Executive Officer | 212-915-7814 | | kevin.earls@wtwco.com | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Withum Smith & Brown PC | | | | | | | (Name – if individual, state last, first, middle name) | | | | 1411 Broadway, 23rd Floor New York NY 10018 (Address) (City) (State) (Zip Code) 10/08/2003 100 (Date of Registra…Read the full text as markdown