Full text of IEX DAP LLC's X-17A-5 filed 2024-03-12 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # IEX DAP LLC (A Wholly-Owned Subsidiary of IEX DAP Group LLC) SEC ID Number - 8-70869 STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTSFORM X-17A-5 PART III | OMB APPROVAL | | | | |--------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | hours per response: 12 | | | | SEC FILE NUMBER | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | | 11/04/22 | AND ENDING | 12/31/23 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: IEX DAP LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l&Broker-dealer<br>ച Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 3 World Trade Center, 58th Floor | | | | | | | | | (No. and Street) | | | | | New York<br>(City) | | NY<br>(State) | | 10007<br>(Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Terry Oconnell | | +1 646-856-4873 | | terry.oconnell@iextrading.com | | | (Name) | | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 30 Rockefeller Center | | New York | NY | 10112 | | | (Address) | | (City) | (State) | (Zip Code) | | | 10/20/2003 | | | No. 34 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | \* Claims for exemption from the requirement that the annual reports of an independent public ac…Read the full text as markdown