Full text of FR TRADING LLC's X-17A-5 filed 2024-02-05 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 omb approval OMB Number: 3235-0123 Expires: Nov. 30, 2026. Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-70870 | FACING PAGE Information Required Pursuant to Rules 17a-5. 17a-12. and 18a-7 under the Securities Exchange Act of 1934 | EILING FOR THE PERIOD BEGINNING 06/01/23 | | AND ENDING | 12/31/23 | | | | | | |---------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------|------------------------------------------|--------------------------------------------|--|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM: FR Trading LLC | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | _ Security-based swap dealer | [] Major security-based swap participant | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 225 Liberty Street, 30th Floor | | | | | | | | | | | (No. and Street) | | | | | | | | | New York | NY | | 10281 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Ira Leibowitz | 212-608-3526<br>ileibowitz@fiveringscapital.com | | | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | Crowe LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 485 Lexington Ave, 11th FL New York | NY | 10017 | | | | | | | {Address} | (City) | (State) | (Zip Code) | | | | | | | 09/24/2003 | | 173 | | | | | | | | (Date of Registration with PCAOB) (if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY<br>Claims for exemption from the requirement that the annual reports of an independent public | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applica…Read the full text as markdown