Full text of GIFMS Capital Company, LLC's X-17A-5 filed 2025-03-04 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2024 (With Independent Auditors' Report Thereon) {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|-----|-----------------|--------------------------------------------|--|--|--|--|--| | | SFC FILE NUMBER | | | | | | | | | | | FORM X-17A-5 | | 26-00237 | | | | | | | | | PART III | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024<br>MM/DD/YY<br>MM/DD/YY | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | | | NAME OF FIRM: GIFMS Capital Company, LLC | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | 227 West Monroe | | | | | | | | | | | | (No. and Street) | | | | | | | | | | Chicago | | | | 60606 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | Lisa Gajewski | (312) 977-4583 | | | lisa.gajewski@guggenheimpartners.com | | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KMPG LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name)<br>NY | | | | | | | | | | | 345 Park Avenue | New York | | | 10154 | | | | | | | (Address)<br>10/20/2003 | (City) | 185 | (State) | (Zip Code) | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of a…Read the full text as markdown