Full text of IKONA PARTNERS, LLC's X-17A-5 filed 2024-08-30 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. **20549** 0MB APPROVAL OMS Number: 3235--0123 Expires: New. 30, 2026 Estirl\ilted avetage burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| ## **FACING PAGE** Information **Required** Pursuant to Rules **17a-5, 17a-12, and 18a-7** under the **Securities Exchange Act** of **1934** FILING FOR THE PERIOD BEGINNING **07/01/2023** MM/00/YY AND ENDING **06/30/2024** MM/00/YY **A. REGISTRANT IDENTIFICATION** NAMEOFF1RM, IKONA Partners, LLC TYPE OF REGISTRANT (check all applicable boxes): D Broker-dealer D Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 2762 Octavia St, Suite A (No. and Street) San Francisco CA 94123 (City) (State} (Zip Code} PERSON TO CONTACT WITH REGARD TO THIS FILING Justin Schleifer 415-890-6297 compllance@lkonapartners.com (Name) (Area Code- Telephone Number} (Email Address} **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Spicer Jeffries (Name -If Individual, state last, first, and middle name) 4601 DTC Boulevard, Suite 700 Denver co 80237 (Address) (City) (State} (Zip Code) 10/20/2003 349 (Date of R••lstratlon with PCAOBIIII aoollcable) (PCAOB Registration Number, If annlicable **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a•S(e)(1)(ii), ifapplicable. Persons who are to respond to the collection of lnformat.ion contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | 1, David Cho | swear (or affirm) that, to the best of my knowledge and belief, the | |-----------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining | to the firm of IKONA Partners, LLC<br>• as of | | 6/30<br>2~ | is true and correct. I further swear (or affirm) that neither the company nor any | | | partner,…Read the full text as markdown