Full text of AREAM ADVISORS LLC's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washingt~n, D.C. 20549** 0MB APPROVAL 0MB Number: 323S-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|-----------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | __<br>0_1_/_0_1_/2_0_2_4_ AND ENDING | __ | 1_2_/3_1 /_2_0_2_4_ | | | | MM/DD/VY | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | __<br>NAME oF FIRM: | A_re_a_m_A_d_vi_s_o_rs_L_L_C | | ____________<br>_ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 535 Mission Street - | Office 1720 | | | | | | ( No. and Street) | | | | | San Francisco | CA | | 94105 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Marie Katz | (917) 733-6503 | | mkatz@compliance-risk.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | David Lundgren and Company | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 505 N. Murlen Road | Olathe | KS | 66062 | | | (Address) | (City) | (State) | (Zip Code) | | | 01/05/2015 | | 6075 | | | | rte of R,.maUoa w;th PCAOBJ(;f appHcable) | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}-----------------------------------------…Read the full text as markdown