Full text of COOPERATIVE SECURITIES LLC's X-17A-5 filed 2023-08-29 (period 2023-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION** OMB Number: 3235-0123 **Washington, D.C. 20549** Expires: October 31, 2023 # **ANNUAL REPORTS** hours per response: 12 # **FORM X-17A-5** SEC FILE NUMBER **PART III** 8-70890 # **FACING PAGE** #### **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 06/01/22 | AND ENDING | 05/31/23 | | |----------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------|--------------------------------------------|-----------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | COOPERATIVE SECURITIES LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒ Broker-dealer<br>☐ Security-based<br>☐ Check<br>here<br>if<br>respondent<br>is<br>also<br>an | swap<br>dealer<br>☐ Major<br>OTC<br>derivatives<br>dealer | security-based<br>swap<br>participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 20701 Cooperative Way | | | | | Dulles | (No. and Street)<br>Virginia | | 20166 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Yu Ling Wang | (703) 467-1800 | | Ling.Wang@nrucfc.coop | | | (Name) | (Area Code – Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | KPMG LLP | | | | | 8350 Broad Street, Suite #900 | (Name – if individual, state last, first, and middle name)<br>McLean | Virginia | 22102 | | | (Address)<br>10/20/2003 | (City) | (State) | (Zip Code)<br>185 | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** Estimated aver…Read the full text as markdown