Full text of Nearwater Capital Markets, Ltd's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### Statement of Financial Condition Nearwater Capital Markets, Ltd. December 31, 2024 With Independent Auditors' Report {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 3235-0123 | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------------------------------------------------------------|------------------------------|-----------------------|--|--| | | | Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | | | | | | PART III | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | filing for the period beginning 1/1/2024 | | | | AND ENDING 12/31/2024 | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Nearwater Capital Markets, Ltd. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>_ Major security-based swap participant<br> Broker-dealer Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | Fleming Court, Fleming's Place 3rd Floor | | | | | | | | | (No. and Street) | | | | | | | Dublin 4, Dublin | | | | | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Robert Pascuzzi | (212) 774-9023 | | robert.pascuzzi(@nwcmltd.com | | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 345 Park Avenue | | New York | NY | 10154 | | | | (Address)<br>10/20/2003 | (City) | 185 | (State) | (Zip Code) | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the report…Read the full text as markdown