Full text of CACHE SECURITIES LLC's X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### MIAMI, FLORIDA # FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2023 {1}------------------------------------------------ # MIAMI, FLORIDA # FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # DECEMBER 31, 2023 # CONTENTS PAGE | FORM X-17A-5, PART III 1 - 3 | | |---------------------------------------------------------------------------------------------------------------|----| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 4 | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements 9 - 13 | | | SUPPLEMENTAL INFORMATION –<br>COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1 | 14 | | EXEMPTION REPORTS | | | Statement on Exemption<br>from the Computation for Determination of<br>Reserve Requirements Under Rule 15c3-3 | 15 | | Statement on Exemption Relating to Possession<br>or Control Requirements<br>Under Rule 15c3-3 | 16 | | Exemption Report Pursuant to Rule 17a-5 –<br>of the Securities and Exchange Commission | 17 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>EXEMPTION REPORT REVIEW | 18 | {2}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | | | |----------------|--|--|--| | FORM X-17A-5 | | | | | PART III | | | | | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | 12<br>hours per response: | #### SEC FILE NUMBER 8-70913 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING MM/DD/YY · MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: \_\_ Cache Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1111 Brickell Avenue Floor 10 (No. and Street) Miami 33131 ப (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING Chang Liu chang@usecache.com 786-383-2620 (Name) (Area Code - Telephone Number) (Email Address) B.…Read the full text as markdown